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D-9.2, r. 14 - Regulation respecting the compulsory professional development of financial planners

Section 9
Disposition versions

Full text
9. A financial planner who, during a reference period, has accumulated more PDUs than the number required under paragraphs 2 and 3 of section 3 may not carry the excess PDUs over to a subsequent reference period.
Despite the foregoing, a financial planner who, during a reference period, has accumulated more PDUs than the number required under paragraph 1 of section 3 may include the excess PDUs under paragraph 2 of section 3, but solely in respect of the same period.
O.C. 970-2007, s. 9.
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